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Portfolio Company is a Techstars Portfolio Company is a Portfolio Company Get your AI agents audit-ready with real-time supervision, automated recordkeeping & instant policy enforcement. One SDK, complete policy coverage, including HIPAA & GDPR.
Built by engineers for engineers, loved by compliance teams
Financial services teams deploy AI faster than compliance can review it. Every unmonitored interaction risks regulatory violations, client trust, and millions in fines.
Each AI interaction without proper supervision violates FINRA Rule 3110. Average penalty: $4.2M
Teams waste 200+ hours documenting AI communications for FINRA Rule 4511 compliance
67% of AI deployments fail their first regulatory exam due to missing audit trails
Your AI is giving financial advice right now with no supervisory controls or content monitoring
Deploy AI with confidence. Our platform provides real-time supervision, automatic recordkeeping, and comprehensive audit trails that satisfy FINRA, SEC, and internal compliance requirements.
Monitor and block non-compliant communications before they reach clients. FINRA Rule 3110 compliant with <5ms latency.
Every AI interaction automatically captured and indexed for FINRA Rule 4511 . Export-ready for regulatory requests.
Generate examination-ready reports instantly. Full transaction logs, supervisory reviews, and compliance metrics on demand.
Self-hosted deployment keeps sensitive financial data within your infrastructure.
Protecting AI deployments across retail banking, wealth management, and institutional trading.
From POC to production in 10 minutes.
Monitor all AI-generated advice, recommendations, and client communications for regulatory compliance and suitability requirements.
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Real-time risk assessment of AI outputs based on regulatory rules, client profiles, and transaction patterns.
Automatic classification of communications by regulatory requirement - FINRA, SEC, state regulations, and internal policies.
Track every AI decision in real-time with alerts for potential violations, suspicious patterns, or high-risk recommendations.
One-click report generation for regulatory examinations. Complete audit trails with all required documentation pre-organized.
C-suite visibility into AI compliance posture. Track violation trends, audit readiness, and regulatory exposure metrics.
Single decorator for instant FINRA compliance. Framework agnostic with <5ms overhead. Pre-configured for financial services regulations with automated supervisory reviews and examination-ready reports.
One line of code → Complete regulatory coverage. Works with any LLM or agent framework. Ship to production without compliance bottlenecks.
Real-time supervisory dashboards for every AI interaction. Automated FINRA recordkeeping, exception reports, and one-click examination packages.
Pre-built for FINRA, SEC, and state regulations. Custom policy builder for internal controls. Automatic updates when regulations change.
| System Version: | Klira AI Assistant v3.2.1 |
| Classification: | Financial Services |
| Category | Status |
|---|---|
| Transparency | Compliant |
| Data Governance | Compliant |
| Human Oversight | Compliant |
| Risk Management | Compliant |
Everything you need to deploy compliant AI in financial services.
Klira AI implements FINRA's supervisory requirements through real-time monitoring, automatic recordkeeping, and content review. Our @guardrails() decorator enforces Rules 3110 (Supervision) and 4511 (Recordkeeping) automatically, capturing every AI interaction with complete audit trails.
Yes. Klira AI integrates with your current surveillance systems, CRMs, and compliance platforms. Export data to Relativity, NICE Actimize, or any FINRA CAT-compliant system. Works alongside your existing controls.
All data stays within your infrastructure. Self-hosted deployment ensures PII never leaves your servers. Full encryption at rest and in transit.
Generate complete examination packages in minutes. All communications are indexed, searchable, and exportable in FINRA-required formats. Automated production of supervisory reviews, exception reports, and compliance certifications.
5 minutes to install the SDK. 24 hours to configure your policies. 48 hours to full production with complete audit trails. Most teams are examination-ready within one week.
Join leading financial institutions deploying compliant GenAI at scale.